Securities

Certifications-Degrees-Designations-Degrees

Capital Markets and Securities Analyst (CMSA) {CFI}: Become a world-class capital markets analyst including equities, fixed income, foreign exchange, commodities, and derivatives.

Capital Markets Professional Certificate (CMPC) {NYIF}: Survey of capital markets. Money and banking, the role of central banks and the evolving regulatory landscape are reviewed.

Certified Hedge Fund Professional (Level 1) (CHP) {Investment Certification Institute}: CHP participants gain a thorough understanding of industry best practices, practical knowledge of hedge funds and greater familiarity with the tools that hedge fund managers employ. 

Certified Hedge Fund Professional (Level 2 – Capital Raising) {Investment Certification Institute}: Gain a thorough understanding of industry best practices, practical knowledge of hedge funds and greater familiarity with the tools that hedge fund managers employ. 

Certified Hedge Fund Professional (Level 2 – Due Diligence) {Investment Certification Institute}: Explore hedge fund structures, strategies and trends. In the Introductory Level 1 Course, CHP participants gain a thorough understanding of industry best practices, practical knowledge of hedge funds and greater familiarity with the tools that hedge fund managers employ. 

Certified Hedge Fund Professional (Level 2 – Portfolio Analytics) {Investment Certification Institute}: CHP participants gain a thorough understanding of industry best practices, practical knowledge of hedge funds and greater familiarity with the tools that hedge fund managers employ. 

Securities Industry Essentials (SIE) {Finra}: Basic knowledge of the securities industry. The exam focuses on industry terminology, securities products, the structure and function of the markets, regulatory agencies and their functions, and regulated and prohibited practices.

Series 6 License {Finra}: Can purchase or sell certain types of mutual funds, variable life insurance, municipal fund securities, variable annuities, and unit investment trusts.

Series 7 Licence {Finra}: General Securities Representative Qualification Examination (GS) — assesses the competency of an entry-level registered representative to perform their job as a general securities representative.