Brokerage Operations Professional Certificate (New York Institute of Finance)

Colleagues, the Brokerage Operations Professional Certificate program from the New York Institute of Finance will provide you with the baseline knowledge of the entire trade lifecycle from the point of execution to clearance and settlement. Skill-based training modules aligned to help you pass the certification exam include: 1) Introduction to Brokerage Operations -  Brokerage Operations: Overview, Type of Accounts, Client Requirements, Customer Identification Program, Security Types, Types of Issues, Processing Systems and Players of the Financial Community; 2) The Marketplace - Timeline of the U.S. Equity Market, Over the Counter Market, Order Management System,  New Order Trading Process, Bond Secondary Markets: Discussion; 3) Trade Processing - Trade Processing Function, Trade Confirmation Contents; 4) Clearing Corporation - NSCC and Most Other Clearing Corps, Option Clearing Corporation, Government Security Division of FICC; 5) Trade Processing Function, Understanding Settlement, Settlement Financing Tools; 6) Custody & Asset Servicing; 7) Margin, 8) Cash & Brokerage Accounting; 9) Stock Record; 10) General Ledger  - FOCUS- Financial and Operational Combined Uniform Standard,  Supplement eLearning Courses; and 11) BOPC Certification Exam.

Sign-up today (teams & execs welcome): https://tinyurl.com/57x934c5 

Much career success, Lawrence E. Wilson - Financial Certification Academy