Brokerage Operations Professional Certificate (New York Institute of Finance)

Finance colleagues, earn your “Brokerage Operations Professional Certificate” from NYIF online and gain baseline knowledge of the entire trade lifecycle from the point of execution to clearance and settlement [CPE Credits: 20]. Acquire Desk-Ready Skills - including: Identify the key roles of Brokerage Operations, Recognize the different types of accounts and the key tasks a client is required to perform in Brokerage Operations, Identify the salient features of the Customer Identification Program, Learn the differences between the main types of securities in Brokerage Operations the main characteristics of the various types of Issues, List the key components of the Security Reference File, Trace the evolution of the U.S Equity Market, Identify the difference between Dark Pools and ECNs, Recognize the functions of an Order Management System in the Equity Markets, Identify the various ways to operate a Bond Secondary Market, Identify the steps to process a trade, Identify the components of the trade processing cycle, Recognize the definition of clearing corporations and identify their role and the definition of NSCC and other clearing corporations. Training modules address: 1) Introduction to Brokerage Operations, 2) The Marketplace, 3) Trade Processing, 4) The Clearing Corporation, 5) Settlement, 6) Custody and Asset Servicing, 7) Margins, 8) Cash and Brokerage Accounting, 9) General Ledger, 10) Certification Exam.

Enroll today at (teams & execs welcome): https://tinyurl.com/4zk7x2un 

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